Page 6 - IAS Overview Booklet

Financial Directions Report

Every 2 years from implementation, a Financial Directions report will be provided to
the client.

The Financial Directions report is divided into 3 sections:

Section 1:

Section 1 is a re-statement of the financial goals and objectives recorded.
Section 2:

Section 2 is a re-statement of the total financial position that includes details such as income and
expenses, assets and liabilities, superannuation fund details, risk profiles including questions and answers
of last completed risk profile, life insurance details and estate planning details.

Section 3:

Section 3 provides options following the report, allowing the client to get in touch if details need to be
updated or arrange for a meeting if advice is required.
An Adviser follow-up report will be provided immediately after the Financial
Directions report has been sent to the client. The follow-up report gives detailed step-
by-step instructions guiding the adviser assistant on how to go through the report
with the client in order to update details. The adviser can then decide if a personal
meeting is required or if advice needs to be done based on the updates given.